- Tennessee-Based Animal Feed Company Agrees to Pay $18 Million to Settle Accounting Fraud Case September 15, 2014The Securities and Exchange Commission today announced that a Tennessee-based animal feed company has agreed to pay back $18 million in illicit profits from an accounting fraud that resulted in an SEC enforcement action earlier this year. AgFeed Industries, which is currently in Chapter 11 bankruptcy, was charged by the SEC in March along with top company ex […]
- SEC Announces Creation of New Office Within its Division of Economic and Risk Analysis September 11, 2014The Securities and Exchange Commission today announced the creation of a new office within the Division of Economic and Risk Analysis (DERA) that will coordinate efforts to provide data-driven risk assessment tools and models to support a wide range of SEC activities. Since its creation in 2009, DERA has collaborated with market experts throughout the SEC t […]
- SEC Charges Bank Holding Company in Delaware with Improper Accounting and Disclosure of Past Due Loans September 11, 2014The Securities and Exchange Commission today announced accounting and disclosure fraud charges against a Delaware-based bank holding company for failing to report the true volume of its loans at least 90 days past due as they substantially increased in number during the financial crisis. An SEC investigation found that as the real estate market declined in 2 […]
- SEC Announces Fraud Charges Against Biotech Company and Former Executive Who Failed to Report Insider Stock Sales September 10, 2014The Securities and Exchange Commission today charged a Massachusetts-based biotech company and its former CEO with defrauding investors by failing to report his sales of company stock. The federal securities laws require certain corporate executives to report their transactions in the company’s stock in order to give investors the opportunity to evaluate whe […]
- SEC Announces Charges Against Corporate Insiders for Violating Laws Requiring Prompt Reporting of Transactions and Holdings September 10, 2014The Securities and Exchange Commission today announced charges against 28 officers, directors, or major shareholders for violating federal securities laws requiring them to promptly report information about their holdings and transactions in company stock. Six publicly-traded companies were charged for contributing to filing failures by insiders or failing […]
Stock Fraud Blog (Latest)
FORT LAUDERDALE, Florida–(BUSINESS WIRE)–Soreide Law Group ha presentado demandas en nombre de los inversores que adquirieron fondos de bonos po...
The Securities and Exchange Commission (SEC) charged former JP Turner and Company, LLC, of Atlanta, broker Jason Konner for churning client...
TAG | FCP
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