SEC News
- SEC Charges San Diego-Based Promoter in Penny Stock Scheme June 18, 2013FOR IMMEDIATE RELEASE2013-114 Washington, D.C., June 18, 2013 — The Securities and Exchange Commission today charged a penny stock promoter in the San Diego area for fraudulently arranging the purchase of $2.5 million worth of shares in a penny stock company in an attempt to generate the false appearance of market interest and induce other investors to purch […]
- SEC Charges Two Executives in Ponzi Scheme At Dallas-Based Medical Insurance Company June 17, 2013FOR IMMEDIATE RELEASE2013-113 Washington, D.C., June 17, 2013 — The Securities and Exchange Commission today charged two executives at a Dallas-based medical insurance company with operating a $10 million Ponzi scheme that victimized at least 80 investors. Additional Materials SEC Complaint The SEC alleges that Duncan MacDonald and Gloria Solomon solicited i […]
- Amelia Cottrell Named Associate Regional Director for Enforcement in New York Office June 14, 2013FOR IMMEDIATE RELEASE2013-112 Washington, D.C., June 14, 2013 — The Securities and Exchange Commission today announced the promotion of Amelia A. Cottrell to Associate Regional Director for Enforcement in the agency's New York Regional Office. Ms. Cottrell, who came to the SEC in 2005, has been serving as an Assistant Regional Director in the New York o […]
- Former Mutual Fund Directors Agree to Settle Claims That They Failed to Properly Oversee Asset Valuation June 13, 2013FOR IMMEDIATE RELEASE2013-111 Washington, D.C., June 13, 2013 — The Securities and Exchange Commission today announced a settlement in an enforcement proceeding against eight former directors of five Regions Morgan Keegan open- and closed-end funds that were heavily invested in securities backed by subprime mortgages. The proceeding, which began in December […]
- SEC Charges Revlon with Misleading Shareholders in Going Private Transaction June 13, 2013FOR IMMEDIATE RELEASE2013-110 Washington, D.C., June 13, 2013 — The Securities and Exchange Commission today charged cosmetics and beauty care manufacturer Revlon with violating federal securities laws when the company misled shareholders during a "going private transaction." Additional Materials SEC Order Going private transactions can occur in ma […]
China Century Dragon Media, Inc. (CDM)
NIVS IntelliMedia Technology Group, Inc. (NIV)
China Electric Motor, Inc. (CELM)
China Intelligent Lighting (CIL)
Soreide Law Group, PLLC, is currently investigating the above companies. Allegedly, investors may not have been made awar of the risks of these securities at the full service brokerage firms and some investors may have sustained losses. In some cases, these losses might potentially be recoverable.
If you have stained losses in China Century Dragon Media, NIVS IntelliMedia, China Electric Motor, and China Intelligent Lighting, contact a Securities Arbitration Lawyer for a free consultation on how to potentially recover your investment losses. To speak with an attorney, call 888-760-6552, or visit www.stockmarketlawsuit.com.
Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.
CDM · CELM · china century dragon media · china century dragon media inc · china electric motor · china electric motor inc · china intelligent lighting · CIL · elder abuse in investments · Financial Industry Regulatory Authority · FINRA · FINRA arbitration · finra lawyer · finra securities arbitration · finra securities arbitration lawyer · fort lauderdale securities fraud lawyer · fort lauderdale securities lawyer · fraud · Ft. Lauderdale Securities Lawyer · investment fraud · Lars Soreide · NIV · nivs intellimedia · nivs intellimedia technology group inc · securities arbitration · securities fraud lawyer · Soreide Law Group PLLC · stock broker fraud · Stock fraud lawyer · stock loss · stockbroker misconduct · targeting elderly investors
